New York Attorney General and New York Department of Financial Services 101: What You May Want To Know, But Were Afraid To Ask

Thursday February 01
2018

  • By: Federal Bar Council
  • Time: 5:45 PM - 7:45 PM
  • CLE Credit
  • Location:
    Daniel Patrick Moynihan U.S. Courthouse
    500 Pearl Street
    Room 850
    New York, NY
  • Contact:
    Federal Bar Council
    (646) 736-6163
  • Website: www.federalbarcouncil.org
  • Source: New York > Foreclosure

Moderators:

Harold K. Gordon, Esq. Jones Day

Joshua Klein, Esq. Petrillo Klein & Boxer LLP

Panelists:

Manisha M. Sheth, Esq. Executive Deputy Attorney General For Economic Justice for the Office of the Attorney General of the State of New York

Harlan A. Levy, Esq. Boies Schiller Flexner, LLP

Matthew L. Levine, Esq. Executive Deputy Superintendent for Enforcement, New York State Department of Financial Services

Maria Filipakis, Esq. Managing Director, Global Atlantic Financial Company

Program Committee Chair: 

David M. Siegal, Esq. Haynes and Boone LLP

Program Description:

Many members of the Federal Bar Council and fellow Second Circuit practitioners may have some degree of familiarity with the investigative and law enforcement process and procedures of federal agencies, such as the Department of Justice or the SEC.That may be less true regarding the Office of the New York Attorney General and the New York Department of Financial Services, two New York state agencies that have broad investigative and enforcement authority. With the assistance of senior NY AG and NY DFS attorneys and defense counsel that have frequently represented clients in NY AG and NY DFS matters, this two-hour FBC CLE program will cover the basic statutory and regulatory investigative and enforcement authority of the NY AG and the NY DFS. The program will discuss the investigative and enforcement process and procedures of these important New York agencies, and how practitioners can best serve institutional and individual clients in responding to NY AG or NY DFS investigative demands and enforcement actions.

CLE Credit Information: 

This program will provide 2.0 transitional/non-transitional CLE credits in Areas of Professional Practice. CLE credit is provided free of charge to all Federal Bar Council members in good standing.

Registration Information: 

All attendees must register online. There is a $150.00 charge for CLE credit for non- members.

Federal Bar Council Membership Information: 

Non-members may join online at www.federalbarcouncil.org.

Financial Hardship Policy:

The Federal Bar Council is pleased to offer a 50% discount on the cost of its CLE Programs to attorneys who are unemployed, who are employed in the public sector or who work for a not-for-profit entity and are able to establish financial hardship. The original application for this discount must be submitted to the Federal Bar Council at least two weeks prior to the CLE Program for which it applies. Please contact the Council for an application form.

The Federal Bar Council is certified by the New York State Continuing Legal Education Board as an Accredited Provider of Legal Education in New York State